Nicole C Hanna
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCJan 2025 to now
- Bank of America, N.A.Aug 2022 to Oct 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2022 to Oct 2024
- LPL Financial LLCJun 2021 to May 2022
- M&t BankJan 2018 to Jun 2021
- Chemung Canal Trust CompanyFeb 2017 to Jan 2018
- LPL Financial LLCFeb 2017 to Jan 2018
- M&t SecuritiesFeb 2017 to Jan 2018
- Key Investment Services LLCSep 2016 to Feb 2017
- KeybankSep 2016 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6349850
- Firm CRD
- 8733