Richard Andrew Tomisman
Investment adviser representative at LPL Financial LLC
22 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Financial LLCOct 2025 to now
- Cp Capital Management, LLCJun 2014 to now
- Osaic Wealth, Inc.Jun 2024 to Oct 2025
- Securities America Advisors, Inc.Mar 2019 to Jun 2024
- Securities America Inc.Sep 2018 to Jun 2024
- Cadaret, Grant & Co., Inc.Jun 2014 to Sep 2018
- Columbia Physical TherapyApr 2004 to Jun 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6349670
- Firm CRD
- 6413