Charles O Hopkins
Investment adviser representative at Charles Schwab & Co., Inc.
12 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
12 years in the industry.
- Charles Schwab & Co., Inc.Jun 2025 to now
- UnemployedNov 2024 to May 2025
- BMO Direct Invest Inc.Aug 2023 to Oct 2024
- Bancwest Investment Services, Inc.Apr 2018 to Jun 2023
- Bank of the WestApr 2018 to Jun 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2014 to Apr 2018
- Bank of America, N.A.May 2014 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6346880
- Firm CRD
- 5393