Joshua Patrick Puccini
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Hanna GrichanikJan 2025 to now
- Northwestern Mutual Wealth Management CompanyAug 2022 to now
- Northwestern Mutual Investment Services, LLCJun 2021 to now
- Thomas CanaleJun 2021 to now
- Corey McquadeMar 2021 to now
- Operation HopeNov 2020 to Mar 2021
- Empower RetirementFeb 2020 to Nov 2020
- Gwfs Equities IncFeb 2020 to Nov 2020
- SproutsJan 2020 to Feb 2020
- Douglas HepolaSep 2019 to Nov 2019
- Craig KennedyJan 2019 to Nov 2019
- Chase ChaldekasNov 2018 to Dec 2019
- Northwestern Mutual Investment Services LLCAug 2017 to Dec 2019
- Scott TheodoreJul 2017 to Oct 2018
- Bank of the WestJul 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (IL).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6343689
- Firm CRD
- 2881