Dustin Broadwater
Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$429.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- J.P. Morgan Securities LLCJun 2021 to now
- JP Morgan Chase Bank, N.A.Jun 2021 to now
- UnemployedFeb 2021 to May 2021
- TD Ameritrade Investment Management, LLCJul 2017 to Dec 2020
- TD Ameritrade, Inc.Jun 2017 to Jan 2021
- Charles Schwab & Co., Inc.Jul 2015 to Jun 2017
- Charles Schwab BankJul 2015 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 3 states (IN, MI, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6342537
- Firm CRD
- 79