Colin T Caldwell
Investment adviser representative at Caldwell Advisors, LLC
10 yearsExperience
1 stateRegistered in
$351.4MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Caldwell Advisors, LLCDec 2024 to now
- LPL FinancialDec 2024 to now
- Shift4Jun 2024 to Dec 2024
- SimplusMar 2023 to Mar 2024
- Pricewaterhouse CoopersMay 2022 to Feb 2023
- Ctc Consulting, LLCAug 2020 to Apr 2022
- Deloitte Consulting, LLPSep 2017 to Jun 2020
- UnemployedMay 2017 to Aug 2017
- Vanderbilt UniversityAug 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TN).
Caldwell Advisors, LLC
$351.4MAssets managed
506Clients
5Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6341330
- Firm CRD
- 144408