Frank John Tucek
Investment adviser representative at Rockefeller Capital Management
10 yearsExperience
3 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
Are you Frank John Tucek? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Rockefeller Financial LLCJun 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2019 to Jun 2021
- Bank of America, N.A.Jan 2019 to Mar 2019
- Foresters Advisory ServicesDec 2017 to Jan 2019
- Foresters Financial ServicesJun 2016 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6339041
- Firm CRD
- 291361