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James Peirce Daly

Investment adviser representative at Seelaus Asset Management, LLC
10 yearsExperience
1 stateRegistered in
$1.7BFirm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

10 years in the industry.

  1. Seelaus Asset Management, LLCAug 2017 to now
  2. Pioneer InvestmentsAug 2016 to Aug 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2018

State registrations

Registered as an investment adviser representative in 1 state (NJ).

Seelaus Asset Management, LLC

$1.7BAssets managed
273Clients
19Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6338973
Firm CRD
149582
Advisor's SEC record (opens in a new tab)
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