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Shaminder Singh Dhindsa

Investment adviser representative at Gwn Securities Inc.
16 yearsExperience
1 stateRegistered in
$4.8BFirm assets
22 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Market timing

Experience

16 years in the industry.

  1. Gwn Securities, Inc.Mar 2023 to now
  2. Bank of America, N.A.Sep 2017 to Mar 2023
  3. Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2017 to Mar 2023
  4. AXA Advisors, LLCOct 2015 to Sep 2017
  5. Omni Video ProductionsAug 2010 to Jul 2017

Exams passed

  • Series 66 · Uniform Combined State Law2015

State registrations

Registered as an investment adviser representative in 1 state (CA).

Gwn Securities Inc.

$4.8BAssets managed
37,793Clients
444Advisers
22 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6337523
Firm CRD
128929
Advisor's SEC record (opens in a new tab)
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