Dara Roughley
Investment adviser representative at RBC Rochdale, LLC
12 yearsExperience
3 statesRegistered in
$73BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- RBC Rochdale, LLCJun 2018 to now
- City National RochdaleMay 2018 to now
- Rim Securities LLCMay 2018 to now
- Hennion & Walsh, Inc.May 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 3 states (CA, NJ, NY).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6337176
- Firm CRD
- 117198