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Eric Thornton

Investment adviser representative at Northwestern Mutual Investment Services,LLC
12 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

12 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyMar 2025 to now
  2. Northwestern Mutual Investment Services, LLCAug 2024 to now
  3. Northwestern Mutual Life Insurance CompanyAug 2024 to now
  4. ChaseJan 2022 to Aug 2024
  5. Truist BankJan 2017 to Jan 2022
  6. Wells FargoNov 2014 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 65 · Uniform Investment Adviser Law2015

State registrations

Registered as an investment adviser representative in 1 state (GA).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6336304
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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