Nicholaus Glocke
Investment adviser representative at Fisher Investments
9 yearsExperience
2 statesRegistered in
$386.7BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
9 years in the industry.
- Fisher InvestmentsOct 2025 to now
- Fidelity InvestmentsSep 2021 to Oct 2025
- Ultimus Fund Distributors, LLCApr 2021 to Sep 2021
- Compass Distributors, LLCMay 2018 to Apr 2021
- USA MutualsSep 2017 to Sep 2021
- Quasar Distributors, LLCSep 2017 to May 2018
- Wells Fargo Funds Distributor, LLCJul 2016 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Fisher Investments
Legal name: Fisher Asset Management, LLC
$386.7BAssets managed
199,922Clients
2,984Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6335801
- Firm CRD
- 107342