Skip to content

Uzair Tahir Hafeez

Investment adviser representative at Secondmarket Financial, LLC
11 yearsExperience
1 stateRegistered in
$150MFirm assets
1 yearFirm in business

Are you Uzair Tahir Hafeez? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Secondmarket Financial, LLCMar 2025 to now
  2. Npm Securities, LLCJul 2021 to now
  3. E*trade Capital Management LLCJul 2015 to Jul 2021
  4. E*trade Securities LLCJul 2015 to Jul 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 66 · Uniform Combined State Law2015
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 1 state (NY).

Secondmarket Financial, LLC

$150MAssets managed
25Clients
6Advisers
1 yearIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6334267
Firm CRD
333332
Advisor's SEC record (opens in a new tab)
CallContact this firm