Roger Matthew Herrera
Investment adviser representative at Hornor, Townsend & Kent, LLC
15 yearsExperience
1 stateRegistered in
$9BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Hornor, Townsend & Kent, LLCDec 2017 to now
- Penn Mutual Life Insurance CompanyDec 2017 to now
- Ameriprise Financial Services, Inc.Jan 2015 to Mar 2017
- Aliso Viejo Country ClubOct 2011 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (IL).
Hornor, Townsend & Kent, LLC
$9BAssets managed
28,369Clients
466Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6333928
- Firm CRD
- 4031