Phillip Vertin
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
3 statesRegistered in
CFP® certification, ChFC®Designations
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaMay 2018 to now
- The Prudential Insurance CompanyApr 2018 to now
- Pruco Securities, LLCMar 2018 to Nov 2024
- Various Insurance Carriers for W&r Insurance AgenciesSep 2016 to Dec 2017
- Waddell & Reed, Inc.Aug 2016 to Dec 2017
- True LacrosseMay 2013 to May 2018
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 3 states (CA, NV, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6331776
- Firm CRD
- 8733