Charlotte Keiko Teruya-westcott
Investment adviser representative at Cetera Planning Partners
13 yearsExperience
3 statesRegistered in
$4.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Cetera Planning PartnersMay 2024 to now
- Lee Financial Group Hawaii, Inc.Apr 2014 to May 2024
- Lee Financial Recordkeeping, Inc.Apr 2014 to Dec 2023
- Lee Financial Securities, Inc.Apr 2014 to Dec 2023
- Charlotte Teruya CpaJan 2013 to Aug 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
- Series 63 · Uniform Securities Agent State Law2014
State registrations
Registered as an investment adviser representative in 3 states (HI, KS, TX).
Cetera Planning Partners
Legal name: The Retirement Planning Group, LLC
$4.2BAssets managed
4,849Clients
322Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6329919
- Firm CRD
- 129625