Jaime Luis Diaz
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Bank, NAMay 2026 to now
- Wells Fargo Clearing Services, LLCMay 2026 to now
- Uber,Apr 2019 to now
- LyftNov 2018 to now
- JP Morgan Chase Bank, N.A.Sep 2022 to Jan 2026
- JP Morgan Securities, LLCSep 2022 to Jan 2026
- Equitable Advisors, LLCMar 2022 to Jul 2022
- Equitable Financial Life Insurance Co.Mar 2022 to Jul 2022
- PNC Financial Services Group, Inc.Aug 2021 to Jan 2022
- PNC InvestmentsAug 2021 to Jan 2022
- Cetera Investment Advisers LLCFeb 2019 to Jul 2021
- Cetera Investment Services LLCFeb 2019 to Jul 2021
- Investors Bancorp IncFeb 2019 to Jul 2021
- CitibankMar 2018 to Feb 2019
- Citigroup Global Markets Inc.Mar 2018 to Feb 2019
- Massachusetts Mutual Life Insurance CoMar 2016 to Oct 2019
- Santander Bank NAJan 2016 to Mar 2018
- Santander Securities LLCJan 2016 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6328906
- Firm CRD
- 19616