Daniel Stuart Friedman
Investment adviser representative at Broadoak Asset Management, LLC
11 yearsExperience
1 stateRegistered in
$519MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Broadoak Asset Management, LLCDec 2020 to now
- Broadoak PartnersDec 2018 to now
- Extended Travel/unemployedJul 2017 to Dec 2018
- Raymond James and AssociatesJun 2015 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (MD).
Broadoak Asset Management, LLC
$519MAssets managed
9Clients
6Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6328787
- Firm CRD
- 148901