Nicholas Fanning
Investment adviser representative at Fisher Investments
11 yearsExperience
2 statesRegistered in
$386.7BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Fisher InvestmentsJan 2022 to now
- Aok Family, LLCMar 2017 to now
- Transamerica Investors Securities CorporationNov 2018 to Dec 2021
- Transamerica Retirement SolutionsNov 2018 to Dec 2021
- USAA Investment Management CompanyJan 2018 to Jun 2018
- USAA Financial Advisors, IncNov 2016 to Jul 2018
- USAA Financial Planning Services IncNov 2016 to Jun 2018
- Edward JonesAug 2015 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Fisher Investments
Legal name: Fisher Asset Management, LLC
$386.7BAssets managed
199,922Clients
2,984Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6328741
- Firm CRD
- 107342