Maggie Li Yi
Investment adviser representative at Park Avenue Securities LLC
12 yearsExperience
10 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Guardian Life InsuranceApr 2022 to now
- Park Avenue Securities, LLCMay 2021 to now
- Guardian Life Insurance Co of AmericaApr 2021 to Apr 2022
- JP Morgan Securities LLCApr 2014 to Apr 2021
- JPMorgan Chase BankApr 2014 to Apr 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 10 states (CT, DE, FL, IA, MA, ME, NH, NY, RI, VT).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6327786
- Firm CRD
- 46173