Graham Falbo
Investment adviser representative at Arete Wealth Advisors, LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Arete Wealth Advisors, LLCNov 2024 to now
- Arete Wealth ManagementNov 2024 to now
- B. Riley Wealth Advisors, Inc.Aug 2022 to Nov 2024
- B. Riley Wealth ManagementAug 2022 to Nov 2024
- UBS Financial Services, Inc.Apr 2014 to Aug 2022
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (FL, NJ).
Arete Wealth Advisors, LLC
$2.7BAssets managed
5,426Clients
143Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6327397
- Firm CRD
- 145488