Ronald John Leptien
Investment adviser representative at Raymond James Financial Services Advisors, Inc
16 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Raymond James Financial Services Advisors, IncNov 2025 to now
- Raymond James Financial Services, Inc.Apr 2025 to now
- Ism Industries, LLCApr 2010 to now
- Harbour Investments, Inc.Apr 2023 to Apr 2025
- Ameriprise Financial Services, LLCJun 2020 to Oct 2020
- Ameriprise Financial Services IncApr 2018 to Aug 2019
- First Allied Advisory Services, Inc.Aug 2015 to Apr 2018
- First Allied Securities, Inc.Apr 2014 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (WI).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6326485
- Firm CRD
- 149018