Casey Malloy
Investment adviser representative at Midwest Heritage Financial Advisors
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$398.7MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Osaic Wealth, Inc.Jun 2024 to now
- Midwest Heritage Financial AdvisorsNov 2022 to now
- Midwest Heritage Financial ServicesNov 2022 to now
- Securities America, Inc.Jan 2023 to Jun 2024
- Pfs Investments Inc.May 2014 to Nov 2022
- Primerica Financial ServicesApr 2014 to Nov 2022
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (IA).
Midwest Heritage Financial Advisors
Legal name: Midwest Heritage Bank, Fsb
$398.7MAssets managed
334Clients
4Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6326461
- Firm CRD
- 306308