Kristen Elizabeth Dealy
Investment adviser representative at Santa Barbara Management
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$530.2MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Santa Barbara ManagementMay 2026 to now
- LPL Financial LLCMar 2021 to now
- BMO Bank NAJan 2019 to May 2026
- Morgan Stanley Private Bank, National AssociationJan 2015 to Jan 2019
- Morgan Stanley Smith Barney LLCApr 2014 to Jan 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (IL).
Santa Barbara Management
Legal name: Santa Barbara Mgmt, LLC
$530.2MAssets managed
9Clients
15Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6325076
- Firm CRD
- 334801