Daniel Francis Dominguez
Investment adviser representative at Morgan Stanley
15 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Morgan StanleySep 2025 to now
- Bank of AmericaJul 2022 to Sep 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to Sep 2025
- F & B InnovationsAug 2021 to Jul 2022
- Comerica BankJun 2020 to Jul 2022
- MML Investors Services, LLCOct 2019 to Jun 2020
- Massmutual Life Insurance CompanySep 2019 to Jun 2020
- U.S. Bancorp Investments, Inc.Oct 2017 to Aug 2019
- US BankSep 2017 to Aug 2019
- JP Morgan Securities LLCMar 2014 to Sep 2017
- JP Morgan Chase BankNov 2011 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6324472
- Firm CRD
- 149777