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James A Murphy

Investment adviser representative at ST. Nicholas Private Asset Management, Inc.
7 yearsExperience
1 stateRegistered in
$151MFirm assets
5 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

7 years in the industry.

  1. ST. Nicholas Private Asset Management, Inc.Nov 2023 to now
  2. St. Nichols Private Asset Management, Inc.Nov 2023 to now
  3. Wells Fargo Advisors Financial Network, LLCJul 2023 to Sep 2023
  4. Wells Fargo Clearing Services, LLCApr 2020 to Jul 2023
  5. Deutsche Bank Securities Inc.Nov 2016 to Apr 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2017
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (FL).

ST. Nicholas Private Asset Management, Inc.

$151MAssets managed
92Clients
1Advisers
5 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6324351
Firm CRD
132500
Advisor's SEC record (opens in a new tab)
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