Felix Gutierrez
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMay 2025 to now
- University Federal Credit UnionJan 2025 to now
- Cuso Financial Services, LPJan 2025 to May 2025
- Bank of America, N.A.Aug 2022 to Mar 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2022 to Feb 2024
- UnemployedDec 2021 to Mar 2022
- Bbva Wealth Solutions Inc.Sep 2015 to Dec 2021
- Compass BankJun 2015 to Jan 2025
- Bbva Compass Insurance Agency, Inc.Jun 2015 to Dec 2021
- Bbva Securities Inc.Jun 2015 to Dec 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6322283
- Firm CRD
- 6413