Francis John McKiernan
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
12 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Third View Private WealthMay 2025 to now
- Procyon Advisors, LLCJun 2023 to May 2025
- Baker Tilly CapitalJan 2021 to Jun 2023
- Baker Tilly Us, LLPJan 2021 to Jun 2023
- Baker Tilly Wealth Management, LLCJan 2021 to Jun 2023
- Bank of America, N.A.Apr 2018 to Dec 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2018 to Dec 2020
- Morgan StanleyNov 2015 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Third View Private Wealth
Legal name: Third View Private Wealth, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6321345
- 335591