Anthony Dwayne Rich
Investment adviser representative at Universal Financial Advisors, LLC
14 yearsExperience
2 statesRegistered in
$277.5MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Universal Financial Advisors, LLCSep 2024 to now
- Osaic Wealth IncSep 2024 to now
- Missouri Air National GuardMar 2012 to now
- Cambridge Investment Research Advisors, Inc.Aug 2021 to Sep 2024
- Cambridge Investment Research, Inc.Aug 2021 to Sep 2024
- Edward JonesJun 2018 to Jun 2021
- Cambridge Investment Research AdvisorsSep 2015 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Universal Financial Advisors, LLC
$277.5MAssets managed
331Clients
9Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6296842
- Firm CRD
- 318392