Sofia Carter
Investment adviser representative at Key Investment Services LLC
12 yearsExperience
1 stateRegistered in
$8.9BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Key Investment Services, LLCDec 2025 to now
- J.P. Morgan Securities LLCJun 2023 to Dec 2025
- JPMorgan Chase Bank, N.A.Jun 2023 to Dec 2025
- Huntington National BankDec 2022 to May 2023
- The Huntington Investment CompanyNov 2022 to May 2023
- Taza Holdings LLCMay 2021 to Sep 2022
- J.P. Morgan Securities LLCJul 2019 to Nov 2022
- JPMorgan Chase Bank, N.A.Jul 2019 to Nov 2022
- Bank of America, N.A.Jan 2014 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2014 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (OH).
Key Investment Services LLC
$8.9BAssets managed
34,920Clients
643Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6295160
- Firm CRD
- 136300