Tsz kwan Lau
Investment adviser representative at Citigroup Global Markets Inc.
11 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Citigroup Global Markets Inc.Aug 2025 to now
- CitigroupAug 2025 to now
- Cathay BankOct 2017 to Aug 2025
- Cetera Investment Advisers LLCOct 2017 to Aug 2025
- Cetera Investment Services LLCOct 2017 to Aug 2025
- Bank of America, N.A.Mar 2015 to Oct 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2015 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (CA).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6295070
- Firm CRD
- 7059