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Rocky Douglas Martini

Investment adviser representative at Park Avenue Securities LLC
12 yearsExperience
16 statesRegistered in
ChFC®Designation
$19.6BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

12 years in the industry.

  1. Park Avenue Securities LLCSep 2017 to now
  2. Guardian Life Insurance CompanySep 2017 to now
  3. Park Ave SecuritiesJul 2014 to Sep 2017
  4. GuardianApr 2014 to Sep 2017

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 65 · Uniform Investment Adviser Law2018

State registrations

Registered as an investment adviser representative in 16 states (CA, FL, GA, KS, MA, MI, MO, MT, NC, NJ, NY, PA, SC, TX, VA, WA).

Park Avenue Securities LLC

$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6294091
Firm CRD
46173
Advisor's SEC record (opens in a new tab)
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