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Ashley Dewji Smith

Investment adviser representative at Aurora Investment Managers, LLC
10 yearsExperience
7 statesRegistered in
$358.7MFirm assets
18 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. Aurora Investment Managers, LLC.Jan 2024 to now
  2. J.P. Morgan Securities LLCJun 2016 to Jan 2024
  3. JPMorgan Chase Bank NAJun 2016 to Jan 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 65 · Uniform Investment Adviser Law2023

State registrations

Registered as an investment adviser representative in 7 states (CT, FL, LA, NH, NY, TX, WA).

Aurora Investment Managers, LLC

$358.7MAssets managed
200Clients
2Advisers
18 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6293514
Firm CRD
146325
Advisor's SEC record (opens in a new tab)
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