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Douglas Christopher Harkins

Investment adviser representative at Hightower Advisors, LLC
12 yearsExperience
1 stateRegistered in
$198.6BFirm assets
18 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Hightower Advisors, LLCNov 2022 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2014 to Nov 2022

Exams passed

  • Series 66 · Uniform Combined State Law2015

State registrations

Registered as an investment adviser representative in 1 state (NY).

Hightower Advisors, LLC

$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6292346
Firm CRD
145323
Advisor's SEC record (opens in a new tab)
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