David Anthony Miller
Investment adviser representative at LPL Financial LLC
12 yearsExperience
14 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you David Anthony Miller? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCJul 2021 to now
- James WongSep 2020 to Jul 2021
- Various Insurance Carriers for W&r Insurance AgenciesSep 2020 to Jul 2021
- Waddell & Reed, Inc.Sep 2020 to Jul 2021
- Morgan Stanley Private Bank, N.A.Oct 2018 to Sep 2020
- Morgan StanleySep 2018 to Sep 2020
- James WongOct 2017 to Sep 2018
- David MillerNov 2016 to Sep 2018
- Dennis Ortiz-luisFeb 2016 to Oct 2017
- Various Insurance Carriers for W&r Insurance AgenciesJan 2014 to Sep 2018
- Waddell & Reed, IncJan 2014 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 14 states (AL, CA, CO, FL, IL, MI, MO, NC, NJ, OH, TX, UT, WA, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6292137
- Firm CRD
- 6413