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Connor John Bauserman

Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
ChFC®Designation
$819.1BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

13 years in the industry.

  1. LPL Financial, LLCJul 2026 to now
  2. Select Financial Group, LLC.Jul 2020 to now
  3. Harbour Investments, Inc.Jul 2020 to Jul 2026
  4. Gasaway Investment Advisors, Inc.May 2017 to May 2020
  5. Olivet CollegeAug 2013 to May 2017

Designations

  • ChFC®

Exams passed

  • Series 65 · Uniform Investment Adviser Law2017
  • Series 63 · Uniform Securities Agent State Law2021

State registrations

Registered as an investment adviser representative in 2 states (MI, TX).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6285911
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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