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Adam Smotherman

Investment adviser representative at Fifth Third Securities, Inc.
12 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$10.9BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

12 years in the industry.

  1. Fifth Third Securities, Inc.Oct 2023 to now
  2. Fifth Third BankOct 2023 to now
  3. Cetera Investment Advisers LLCJan 2022 to now
  4. Cetera Investment Services LLCJan 2022 to now
  5. Regions BankJan 2022 to now
  6. Fifth Third BankApr 2021 to Jan 2022
  7. Fifth Third SecuritiesApr 2021 to Jan 2022
  8. Suntrust Advisory Services,inc.Jun 2018 to Apr 2021
  9. Suntrust Investment Services, Inc.Jun 2018 to Apr 2021
  10. Truist Investment ServicesJun 2018 to Apr 2021
  11. UBSAug 2016 to Jun 2018
  12. UBS Financial Services Inc.Jan 2014 to Jun 2018

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2018

State registrations

Registered as an investment adviser representative in 3 states (IL, NC, TN).

Fifth Third Securities, Inc.

$10.9BAssets managed
47,014Clients
1,012Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6284754
Firm CRD
628
Advisor's SEC record (opens in a new tab)
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