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Shane Thomas Obrien

Investment adviser representative at Northwestern Mutual Investment Services,LLC
12 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

12 years in the industry.

  1. James A ZaraAug 2026 to now
  2. Kevin Seamus DooleyAug 2026 to now
  3. David BeamanMar 2025 to now
  4. William MarsdenJul 2023 to now
  5. Myron HenleyJul 2021 to now
  6. Matthew CollierNov 2020 to now
  7. Brian A LavalleSep 2014 to now
  8. Northwestern Mutual Wealth Management CompanySep 2014 to now
  9. Northwestern Mutual Investment Services, LLCFeb 2014 to now
  10. Myron C HenleySep 2014 to Jul 2020

Exams passed

  • Series 66 · Uniform Combined State Law2014

State registrations

Registered as an investment adviser representative in 1 state (MO).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6284330
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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