Stephen C Joseph
Investment adviser representative at Transce3nd LLC
12 yearsExperience
2 statesRegistered in
$418.9MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Transce3nd LLCOct 2022 to now
- E3 WealthJul 2022 to now
- Madison Avenue SecuritiesJul 2022 to now
- Ae Wealth Management LLCJul 2022 to Jan 2023
- Kalos CapitalJul 2017 to Jul 2022
- National Planning CorporationOct 2014 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Transce3nd LLC
$418.9MAssets managed
1,620Clients
42Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6283664
- Firm CRD
- 317745