Joseph T Yates
Investment adviser representative at Copper Financial
8 yearsExperience
3 statesRegistered in
$410.7MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- Copper FinancialApr 2023 to now
- Copper Financial Network, LLCJan 2021 to now
- Tin Kitchen, LLCMar 2022 to Nov 2022
- Communityamerica Credit UnionAug 2018 to Dec 2021
- Northwestern Mutual Wealth Management CompanyOct 2017 to Jul 2018
- Northwestern Mutual Investment Services LLCJan 2015 to Jul 2018
- Northwestern Mutual Life Insurance CompanyJan 2014 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (KS, MO, TX).
Copper Financial
Legal name: Copper Financial Network, LLC
$410.7MAssets managed
4,165Clients
39Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6281759
- Firm CRD
- 168203