Samuel C Sherman
Investment adviser representative at Charles Schwab & Co., Inc.
23 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
23 years in the industry.
- Charles Schwab Bank, SsbOct 2022 to now
- Charles Schwab & Co., Inc.Jan 2022 to now
- TD Ameritrade Investment Management, LLCDec 2018 to Dec 2022
- TD Ameritrade, Inc.Nov 2018 to Jun 2024
- Bank of America, N.A.Dec 2016 to Nov 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2016 to Nov 2018
- Wells Fargo Clearing Services, LLCNov 2016 to Nov 2016
- Wells Fargo Advisors LLCNov 2013 to Nov 2016
- Wells Fargo Bank NAMar 2003 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6275367
- Firm CRD
- 5393