James Stockman
Investment adviser representative at Alphastar Capital Management
11 yearsExperience
1 stateRegistered in
$2.5BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Alphastar Capital Management, LLCOct 2026 to now
- Oakwood Capital Securities, Inc.Oct 2026 to now
- Independent Financial Group LLCSep 2024 to now
- UnemployedMar 2024 to Sep 2024
- Transamerica Capital, Inc.Oct 2018 to Mar 2024
- UnemployedJul 2018 to Sep 2018
- Gwfs Equities, Inc.Dec 2017 to Jun 2018
- UnemployedJun 2017 to Dec 2017
- OppenheimerfundsNov 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CT).
Alphastar Capital Management
Legal name: Alphastar Capital Management, LLC
$2.5BAssets managed
8,525Clients
155Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6274025
- Firm CRD
- 157423