James Joseph Penney
Investment adviser representative at Nuveen Asset Management, LLC
10 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Nuveen Asset Management, LLCJan 2022 to now
- Nuveen Securities, LLCJan 2022 to now
- BlackrockJun 2016 to Oct 2021
- Blackrock Investment Management, LLCJun 2016 to Jan 2020
- Blackrock Investments, LLCJun 2016 to Jan 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (IL).
Nuveen Asset Management, LLC
$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6273845
- Firm CRD
- 155584