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Patrick Ryan Caine

Investment adviser representative at Voya Financial Advisors, Inc.
13 yearsExperience
3 statesRegistered in
$3.9BFirm assets
32 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

13 years in the industry.

  1. Voya Financial Advisors, Inc.Oct 2025 to now
  2. Somerville CollectiblesJan 2024 to now
  3. UnemployedJan 2024 to Oct 2025
  4. Putnam Retail ManagementNov 2013 to Dec 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 65 · Uniform Investment Adviser Law2017

State registrations

Registered as an investment adviser representative in 3 states (MA, NY, TX).

Voya Financial Advisors, Inc.

$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6268170
Firm CRD
2882
Advisor's SEC record (opens in a new tab)
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