Guy Mccauley
Investment adviser representative at Cornerstone Financial Group
13 yearsExperience
2 statesRegistered in
$220.2MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Cornerstone Financial GroupJan 2023 to now
- Cornerstone Enterprises, LLC dba Cornerstone Financial GroupJan 2023 to now
- Purshe Kaplan Sterling Investments, Inc.Jan 2023 to Oct 2024
- Cornerstone FinancialDec 2019 to Jan 2023
- Principal Securities IncDec 2019 to Jan 2023
- Principal Life Insurance CompanyDec 2019 to Aug 2022
- Massachusetts Mutual Life Insurance CompanyFeb 2018 to Dec 2019
- MML Investor ServicesFeb 2018 to Dec 2019
- Pruco Securities, LLCMay 2017 to Jan 2018
- The Prudential Insurance Company of AmericaMay 2017 to Jan 2018
- Thrivent FinancialJun 2014 to May 2017
- Thrivent Investment Management IncDec 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (FL, WI).
Cornerstone Financial Group
Legal name: Cornerstone Enterprises, LLC
$220.2MAssets managed
579Clients
5Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6267964
- Firm CRD
- 324255