Scott Peck
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Commonwealth Financial NetworkDec 2021 to now
- Northwestern Mutual Wealth Management CompanyMay 2021 to Dec 2021
- Northwestern Mutual Investment Services LLCApr 2021 to Dec 2021
- Ryan EricksenMar 2021 to Dec 2021
- Samuel RosenMar 2021 to Dec 2021
- Royal Alliance Associates Inc.Apr 2020 to Feb 2021
- Integrated Financial GroupFeb 2020 to Feb 2021
- Ryan EricksenJun 2016 to Feb 2020
- Greg MerrillMar 2016 to Oct 2018
- Northwestern Mutual Wealth Management CompanyJan 2016 to Feb 2020
- Northwestern Mutual Investment Services LLCDec 2014 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (UT).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6267699
- Firm CRD
- 8032