Stephen Sumner
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- J.P. Morgan Securities LLCMay 2024 to now
- JPMorgan Chase Bank, N.A.May 2024 to now
- Wells Fargo Bank, NANov 2022 to May 2024
- Wells Fargo Clearing Services, LLCNov 2022 to May 2024
- J.P. Morgan Securities LLCSep 2017 to Oct 2022
- JPMorgan Chase Bank, N.A.Sep 2017 to Oct 2022
- UnemployedNov 2016 to Sep 2017
- J.P. Morgan Securities LlccOct 2013 to Nov 2016
- JPMorgan Chase Bank, N.A.Oct 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6267009
- Firm CRD
- 79