James Ronald Pilat
Investment adviser representative at Peak Wealth Management, LLC
12 yearsExperience
1 stateRegistered in
$446MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Mutual Securities, Inc.Apr 2019 to now
- Peak Wealth Management, LLCAug 2018 to now
- Regulus AdvisorsAug 2018 to Apr 2019
- LPL Financial, LLCJan 2017 to Aug 2018
- AXA Advisors, LLCFeb 2014 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (MI).
Peak Wealth Management, LLC
$446MAssets managed
643Clients
3Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6265955
- Firm CRD
- 166944