Toshua Phillips
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
15 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Bank of America, N.A.Jul 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2026 to now
- Raymond James & AssociatesNov 2024 to May 2026
- Sgs TechnologiesJul 2024 to Nov 2024
- Wise Financial/northwestern Mutual Investment Services LLCNov 2023 to May 2024
- LPL Financial LLCJun 2022 to Sep 2023
- OneamericaNov 2019 to Jun 2022
- Defenders AdtNov 2018 to Jun 2019
- Capital GroupOct 2013 to Apr 2018
- Triac ElectricJan 2011 to Nov 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6265390
- Firm CRD
- 7691