Vartika Abhishek
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2025 to now
- UnemployedNov 2023 to May 2025
- Deutsche BankFeb 2023 to Nov 2023
- Emkay Global Financial Services LtdJul 2022 to Jan 2023
- UnemployedApr 2022 to Jun 2022
- Sanctum Wealth Private LtdMar 2021 to Mar 2022
- UnemployedJul 2020 to Feb 2021
- Charles Schwab & Co., Inc.Jul 2019 to Jul 2020
- Charles Schwab BankJul 2019 to Jul 2020
- TD AmeritradeMay 2017 to Jul 2019
- Fidelity Brokerage Services LLCSep 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2015
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6262970
- Firm CRD
- 7691